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Functions of Securities Exchange Board

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Aadesh Kandel,

Last Updated: 2022-07-28

 

Following are the functions of SEBON



  1. Advise GON - Development of Capital Markets
  2. Register Securities
  3. Regulate and Systematize Sale, Issue, Purchase, Exchange
  4. Review Financial Statements - Body Corporate / Securities Business
  5. Regulate - Volume of Securities and Modes of Transactions
  6. Stock Exchange - Permission / Regulate / Suspension
  7. Securities Business - License / Regulate / Suspension / Classification
  8. Collective Investment Scheme - Permission
  9. Transparency in Act of acquiring ownership thereby gaining control
  10. Prevent Insider Trading
  11. Clearance of accounts related to securities Transactions
  12. Co-ordination / Co-operation among Agencies
  13. Other Functions
Corporate Law

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Aadesh Kandel

Category : Corporate Law

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